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History's
New Team
Having
suffered losses of seasoned talent in recent years, the history
department is rebuilding with a new crop of stars, while relying
on some time-tested academic principles.
March
1998
by Bruce Fellman
A
reasonable person might assume that history has been taught at American
universities from the beginning.
Not so. At Yale, formal instruction -- only on Thursdays -- in the
subject began in the 1780s, well after the founding of the College,
and it was taught by Yale's President Ezra Stiles as part of other
courses. An actual history department wouldn't be formed until 1840,
and the first full-time history professor, Arthur Martin Wheeler,
wasn't hired until 1865. In fact, the subject wouldn't really come
into its own until the early 1900s, but since then, and for most
of this century, history has been considered one of Yale's finest
academic offerings.
In the
past decade, however, death, retirement, and other institutions
claimed some of the University's most powerful teachers. But after
a period of acute concern about the department's prospects, it now
appears to be as strong as ever. "It has been an utterly confusing
time," concedes Robin Winks, the Randolph W. Johnson Jr. Professor
of History and chair of the department. "But we are very much alive
and well."
Only
a few years back, the prospects of such health appeared uncertain.
Against a backdrop of University belt-tightening, there came the
deaths in 1995 of medievalists Harry Miskimin and John Boswell.
Then, there were the retirements of such noted senior faculty members
as Peter Gay, an expert on the Victorian era, Jaroslav Pelikan,
a scholar of the medieval period, and Howard
Lamar, an authority on the American West. Some professors went
elsewhere -- most notably, environmental historian William Cronon,
to the University of Wisconsin. There were also faculty positions
that proved difficult to fill, and junior professors, such as Diane
Kunz, who were denied tenure.
But the
fact that in the last year five prominent senior historians, along
with talented junior professors such as William Lee Blackwood, who
specializes in Eastern Europe, and Brett Walker, who studies Japanese
history, have decided to join the faculty -- and that the subject
is again the number-one undergraduate major -- suggests that any
dark cloud the department was under has dissipated. Indeed, rather
than perceive the department's fortunes in terms of rise and fall,
Winks sees all the recent changes as a kind of metamorphosis -- a rather awkward one, to be sure -- and a metamorphosis that is
not without historical precedent. "Many people have the feeling
that certain fields are immutable, but history is not a set of fixed
principles," says Winks. "It's a constantly moving target."
Howard
Lamar '51PhD, now a Sterling Professor
Emeritus and President of the
University from 1992 to 1993, agrees, noting that Yale is replete
with examples of this "ebbing and flowing of areas of interest and
styles of inquiry." In the 1920s, he points out, the department
concerned itself solely with European, English, American, and diplomatic
history. "These fields were very stable, distinctive, and big,"
says Lamar.
But such
lecturers as John Allison, a specialist in French history who was
particularly interested in art, helped to create what became the
new subdiscipline of art history. Ralph Henry Gabriel, a pioneer
in the investigation of intellectual history, spun off a field that
would later be known as American Studies. As chairman of the department
from 1956 to 1962, George Pierson led what Lamar characterizes as
an "expansion into new worlds," hiring scholars in Oriental history
(including Yale's first female professor) as well as historians
interested in Africa and Latin America.
The field
that would eventually capture Lamar's interest, the history of the
American West, was, in his view, "absolutely moribund" when he arrived
in New Haven just after the end of the World War II to begin work
on his doctorate. But serendipitously, Yale at that time received
a gift of a mammoth collection of Western books, documents, and
ephemera. "The material was so rich that it, along with several
other important collections the University didn't really know it
had, allowed the field to blossom here," says Lamar. "I was advised
to 'go West' for my dissertation."
Others
went south. Taking advantage of major new sources of documentation,
such charismatic professors as Ulrich B. Phillips, David Potter,
C. Vann Woodward, and John Blassingame made southern history a major
subdiscipline at Yale.
In more
recent years, the academic heirs to these pioneers have chosen to
concentrate on fields as new to contemporary America as the West
and the South were a generation ago. "We're still pursuing the traditional
areas, but we're also embracing new ones, such as environmental
history," says Lamar. "For while you can never take away the basic
facts, the changing perspective of each generation often enables
you to think of them in new ways. We write history knowing that
we never have the final answer."
Based
on the Yale department's experience, this ongoing process
of renewal and metamorphosis appears to be a necessary part of the
historian's environment. For an example of how this has played out
on an individual basis, one need look no further than the academic
history of the current chairman, who made his original mark on the
discipline as a student of the history of British colonialism. That
work led him into a study of Canada, and a foray into the 19th-century
American West eventually gave him material for his 1991 biography
of railroad magnate Frederick Billings. The Billings research piqued
Winks's interest in the history of the National Park Service, and
in the course of that investigation, Winks began working in the
area of environmental history. One result has been the professor's
most recent book, Laurance Rockefeller: Catalyst for Conservation
(Island Press, 1997), and he has other projects in mind. "Every
book stimulates 20 more," says Winks, "and like all of us, I'm continually
trying to grow intellectually."
Despite
all the changes in personnel and scholarly direction, however, the
department has apparently retained a distinctly Yale style of doing
its work. According to Eric Papenfuse '93, a history graduate student
who expects to complete his doctorate in American 18th- and 19th-century
history next year, "There are three characteristics that have long
made history an exceptional discipline here." The first, of course,
is an emphasis on the use of primary sources, the investigation
of which led Papenfuse to a newly discovered document that would
spawn his first book, The Evils of Necessity: Robert Goodloe
Harper and the Moral Dilemma of Slavery (American Philosophical
Society, 1997).
The emphasis
on going right to the source starts at the undergraduate level,
says Joanne Freeman, a newly hired assistant professor of history
whose specialty is the American Revolution and the early history
of the United States. "I'm a big proponent of using primary sources,"
says Freeman, who recently received her doctorate from the University
of Virginia. "In my junior seminar on 'The Creation of the American
Politician' last fall, I encouraged students to wander the stacks
and follow their gut inclinations. I always assume that there are
critical pieces of information out there you wouldn't expect."
Freeman's
dedication to digging was formed in childhood. She grew up during
the Bicentennial in the mid-1970s and was fascinated by stories
about the people and decisions that created America. But when she
read a biography of Alexander Hamilton, "I didn't quite believe
it, so I did something pretty strange for a teenager," Freeman confesses.
"I started to read Hamilton's papers."
In graduate
school, Freeman's efforts paid off handsomely when she found, tucked
away in the dusty pages of the transcripts of the trial that followed
the duel between Aaron Burr and Alexander Hamilton, a previously
unknown pamphlet that defended Burr. "Historians simply hadn't thought
to look," Freeman says, noting that such discoveries became the
cornerstones of her doctoral dissertation, Affairs of Honor:
Political Combat and Political Character in the Early Republic.
As
critical as primary sources are to reconstructing history,
Papenfuse explains that a second characteristic -- a "commitment
to an innovative approach to how we tell our stories" -- is the
one that "put the department on the map." This commitment, represented
by such current members of the department as John Demos, a specialist
in early-American history, and Jonathan Spence, one of the leading
authorities on the history of China, requires both skill in the
unearthing and analysis of information, and a novelist's touch in
presenting historical research as a readable narrative. "We're taught
to think of our seminar papers as articles and our dissertations
as books for a wide audience," says Papenfuse.
To provide
practice in such thinking, John Lewis
Gaddis, the Robert A. Lovett Professor of Military and Naval
History, teaches a seminar called "The Art of Biography." Gaddis,
an authority on the Cold War who came to Yale from Ohio University
last fall, explains that "the ability to capture and portray a personality
is primarily a literary skill. But you also need grounding in the
methodology of history to put someone into context and not fall
prey to an occupational hazard: exaggerating the importance of your
subject."
In Gaddis's
course, students read a wide variety of biographies, as well as
a novel, A.S. Byatt's Possession. He includes this last book
because "archives leave behind only a small amount of information.
They're often a pitiful reflection of what actually happened."
One important
job of both the historian and the novelist is to fill in the blanks.
For Gaddis, the fall of the Berlin Wall and the end of the Soviet
Union have made the task far easier than it was in 1972, when he
published his first book, The United States and the Origins of
the Cold War. There were few Soviet bloc documents available
then, says Gaddis, "so we knew we were examining only the tip of
a very large iceberg."
That
situation, of course, has changed dramatically, and there's now
relatively free and open access to files in Russia and the former
Eastern bloc countries. (See "Inside the Russian Archives," Yale
Alumni Magazine, May 1995.) "Historians are always rewriting
in light of new materials," says Gaddis, noting that his latest
book, published in 1997, is appropriately titled, We Now Know:
Rethinking Cold War History. Gaddis's work is one of many examples
of what Eric Papenfuse terms the third key characteristic of the
study of history at the University: an emphasis on what he describes
as "comparative patterns across time and between nations."
According
to medievalist Paul Freedman, a senior professor recruited in 1997
from Vanderbilt University, this ability to span times and borders,
to say nothing of departments and disciplines, was one of the major
reasons he decided to come to Yale. "My field is strongly interdisciplinary,"
he says. "You can't study medieval history without the input of
scholars in such areas as religion and literature, both of which
are important areas of research here."
Freedman's
primary interest is in developing a history of the Spanish peasantry
during the Middle Ages -- a pursuit that requires "real detective
work," he explains. "There were no opinion polls or censuses, and
no peasant left a journal until the 15th century, so you have to
use other, indirect sources to answer questions about how they lived
and what they thought. I've found that you can learn a lot about
people from what they owed."
Or what
they spent, says Freedman's new colleague Carlos Eire, a fellow
medievalist who, before coming to Yale last year, had taught for
15 years at the University of Virginia. Eire focuses on the study
of Christianity in Europe, Spain in particular, during the period
between 1400 and 1700 that is now dubbed "early modern." At that
time, he says, "religion was integrated into society and culture
at every level. " There are certainly enough official Church documents
to examine, but what interests Eire -- and what increasingly is
becoming an important focus of historians of every era -- is how
the general public reacted to major events. To uncover this hidden
history, Eire takes an innovative approach. "I read a lot of wills,"
he says.
From
these, the historian has uncovered an intriguing relationship between
devotion and inflation -- a subject explored in his 1995
book, From
Madrid to Purgatory: The Art and Craft of Dying in 16th-Century
Spain. Eire discovered that as the Spanish culture adapted
to times of increased purchasing power and inflation rose, so did
the number of masses a person would need to get out of purgatory:
from an average of 90 in 1520 to an average of 750 in 1590. "The
material economy and the spiritual economy were linked," says Eire.
"Impressing your neighbor and impressing God were not diametrically
opposed to one another."
Some
related conclusions have been drawn by Stuart B. Schwartz, a
senior professor of Latin American history who came to Yale after
teaching at the University of Minnesota for 20 years. Schwartz recently
spent a sabbatical year in Spain to investigate how the general
public behaved during the Spanish Inquisition. The official party
line, of course, was intolerance, notes Schwartz, "but, as in Nazi
Germany, there were common people who were tolerant. It's often
surprising -- and instructive -- to find the roots of current problems
in the experiences of earlier people and civilizations. Everything
is tied to the past."
Schwartz,
who has studied topics as diverse as the social history of hurricanes
and the relationship among Spain, Portugal, and Latin America during
the 17th century, explains that while the study of this area has
been going on for a long time, "we're all the god-children of Fidel
Castro," notes Schwartz, "No one really paid much attention to the
region until after the Cuban revolution."
Thanks
to a grant from the Mellon Foundation in the early 1960s, Yale established
the Center for Latin American History and quickly assumed a leadership
role in scholarship on the area. But, as sometimes happens, key
professors left for other opportunities, and in recent years, there's
been less emphasis on Latin America. That, however, may change fast.
Schwartz, along with Eire and Freedman, are all interested in the
same general region, and there are other professors already here
in such scholarly disciplines as Spanish language and literature
and anthropology. "We've got an interesting concentration of researchers
and teachers," says Schwartz, "and a chance to achieve a dynamic
synergy."
Some
of the fields now before Yale's history department will, no doubt,
seem strange to its Graduate School alumni when they gather later
this month for a reunion. But the department's goal -- understanding
what Winks calls the "the rich particularity of life" -- will be
remarkably familiar. And if scholars, like ideas of what's important,
come and go, that's to be expected. "History may be about dead people,
but it's not about dead ideas," says Winks. "It's constantly remaking
itself."
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