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Teaching
Ethics in An Age of Ambivalence
Summer
1996
by Bruce Fellman
Bill
Clinton and Whitewater, Newt Gingrich and his book deal, Robert
Packwood and his senatorial staff.
In politics, as in much of the rest of life, Americans seem increasingly
inured to a certain level of ethical shortfall. But must it always
be that way? With better training, couldn't we hope for a heightened
sense of right and wrong in both public and private life?
A strikingly diverse
number of Yale faculty members persist in thinking so. "One
view is that by the time anyone reaches college, it's too late for
behavior modification," says Shelly Kagan, the Luce Professor
of Social Thought and Ethics. "However, another view is that
by picking your curriculum properly, you can have an impact."
The extent to which
the latter belief is shared at the University is evident from the
number of courses across the academic spectrum that touch on the
subject -- from "Religious Ethics and Modern Moral Issues,"
to "Ethics, Politics, and Markets," and "Law, Morality,
and Politics." The interest in the field extends well beyond
the classroom to such extracurricular activities as the Yale Journal
of Ethics, the Environmental Ethics Coalition, and forums like the
Bioethics and Public Policy Seminar, sponsored by the Institution
for Social and Policy Studies. Not surprisingly, many consider the
Divinity School to be the University's center of ethical education
and scholarship, but the subject's reach transcends traditional
disciplinary boundaries. "Ethics is a growth industry,"
says Gene Outka, the Dwight Professor of Philosophy and Christian
Ethics.
The major reason for
the growth spurt, say ethicists, is the increasingly complicated
nature of the issues, many of which are more about making difficult
choices between right and right, rather than between right and wrong.
In the School of Forestry and Environmental Studies, for example,
Professor Stephen Kellert teaches a course called "The Value
of Nature," which in part looks at the ethical implications
of preserving the natural world. To bring the issues home to his
students, he uses a variety of scenarios. "Let's say that a
large computer company has approached the New Haven city government
with an idea for turning East Rock Park into an office complex,"
Kellert suggests to his class. "What kind of valuation do we
put on the land?"
One student responds
by saying that, while the park may be a popular piece of open space,
developing it could generate plenty of tax dollars -- money the cash-strapped
city could use. Another argues for the number of jobs such a project
could bring in. A third points out that it could all be done at
little cost to environmental health, because the computer industry
is "pretty clean."
At that point, one of
their classmates pounces: "What about the loss of habitat and
the loss of plant and animal species?" Here, Kellert joins
in. "Every organism represents a well-crafted solution to the
challenge of survival, and every one has potential benefits to people
and society. Mindless, massive, irreversible destruction is unethical
to present and future generations." Not only is such destruction
a violation of many religious traditions, explains Kellert, it also
conflicts with humanity's longterm self-interest.
Kellert's
explanation draws on his own scholarship, which has focused on a
concept called "biophilia," or the affection for nature
many assert is an inborn requirement for survival.
In a purely material sense, Kellert points out, humanity depends
on a robust natural environment for essentials like medicine and
agriculture, but the "biophilia hypothesis" suggests that
people are also "emotionally and spiritually linked with nature -- the
connection is part of who we are genetically. We live a richer,
more rewarding life if we maximize our contact with a healthy, vibrant,
and diverse biosphere."
Not content with such
abstractions, another of Kellert's students points to the appeal
of the commercial development proposal in eliminating some of New
Haven's poverty, which, she points out, is itself spiritually debilitating.
Visibly pleased that he has brought the debate to such a thoughtful
level, Kellert replies: "There are no simple answers."
Similar concepts are
debated regularly in somewhat different terms at the Law School.
This spring Anthony T. Kronman -- legal philosopher, dean of the School,
and the Edward J. Phelps Professor of Law -- led a class using scenarios
similar to the ones Kellert uses at Forestry. "Imagine,"
Kronman told his students, "that you're a newly hired lawyer
for XYZ Corporation, and one day the CEO comes to you with a problem."
The company, according to the president, had recently gotten into
trouble with environmental authorities over illegal dumping practices,
but it had admitted guilt, paid a fine, cleaned up its act, and
now it had nothing to hide. "We were wrong," said the
CEO, "but we were also hoist on our own petard -- we've been keeping
records that document things in more detail than we need to, and
though that's where they found the smoking gun, I feel that our
records also don't necessarily tell the full story. So I think we
should set up a regular program of record-cleansing. This would
be less expensive and more efficient than simply saving everything,
and it would be self-protective. Could you help me design a system?"
When Kronman confronted
his class with the idea of "record-cleansing," the first
question was, given the academic environment, almost predictable:
"Is it illegal?"
Not necessarily, Kronman
replied, as the class began to discuss the matter.
"It would certainly
make wrongdoing more difficult to trace," another student noted.
"But wait,"
said one. "Having this paper trail helps ensure compliance
with environmental laws."
".And the law
aside, this company has a social responsibility to preserve the
environment," another student interjected. "So shredding
documents might mean that you're knowingly condoning the possibility
of misbehavior."
"But the company
isn't doing anything wrong, so if you're supposed to zealously represent
your client, isn't it your responsibility to participate?"
According
to Kronman, such ethical debates are a standard teaching device
throughout the School. "A
consideration of ethics is an ingredient in everything we do,"
he says. "Every case we talk about in class is used as a vehicle
to contemplate a variety of different ethical points of view and
to illustrate the conflicts of loyalty and obligation that lawyers
confront all the time." The most powerful thread linking them
all, he continues, is the difficulty each group has in reaching
a consensus. "In ethics generally, a case's interest and its
inconclusiveness go together," says Kronman.
A similar lack of closure
characterizes other exchanges at the schools of Medicine and Divinity.
An example is a course called "Advanced Medical Ethics,"
which was offered this spring by Robert J. Levine, professor of
internal medicine, and Margaret Farley, the Stark Professor of Christian
Ethics. The weekly seminar examined in detail the challenges posed
in three broad areas: biomedical research, physician-assisted suicide
and euthanasia, and reproductive technologies such as in-vitro fertilization.
For one class, Levine and Farley passed out a synopsis of a case
that attracted national attention a decade ago. In New Jersey in
1985, Mary Beth Whitehead had agreed to be artificially inseminated
with sperm from William Stern and then serve as surrogate mother
to a child who, upon delivery, would go home with Stern and his
wife. But Whitehead would not give up "Baby M," and the
fight over the legality of the surrogacy contract continued for
the next two years.
In presenting the still-contentious
case to their students, Levine and Farley ask whether surrogate
motherhood is an example of "commodification," the turning
of all or part of a human being into a marketable item, or simply
a service, an entirely legitimate use of the body. What were the
best interests of the child, and would they be served in a surrogacy
arrangement? Did the use of a surrogate violate the marriage relationship?
Would a child so conceived -- a child who was genetically connected,
in the case of Baby M., to her father, but not to his wife -- be less
loved than one who was biologically linked to both parents?
In the class, students
supported their positions on surrogacy with material that ranged
from the Old Testament to modern sociobiological theories about
innate parenting drives. But aside from general agreement that the
issue required the wisdom of a latter-day Solomon to resolve, no
real consensus emerged.
Farley was hardly surprised.
"Behind every ethical question lurks the notion of moral obligation,"
she notes. "The operative word here is 'ought.' What ought
we to do? What kind of people ought we to be? 'Ought' lies at the
heart of what constitutes ethics."
Her view of her field
is remarkably like the ones Kellert and Kronman have of their own
areas of study. "People often have this view that ethics is
about answers, but that's not what ethicists do," says Farley.
"We provide ways of thinking about problems."
Reaching
consensus in a theoretical setting is clearly difficult, and even,
at times, impossible.
But Robert Levine, an internist and pharmacologist who chairs the
human investigations committee of the Yale-New Haven Medical Center,
has considerable experience in how it can be done in practice. Levine
came to the ethics field in 1974 as a result of what he describes
as "on-the-job training" picked up as a special consultant
to the National Commission for the Protection of Human Research
Subjects. There, he was involved in studying the way patient-volunteers
were treated in medical experimentation. "I developed background
papers on topics such as informed consent and risk-benefit analysis,"
he says. His conclusion, in simplest terms, was that doing the proper
thing with people in research studies requires balancing an "ethics
of strangers" -- the right of a person to be left alone -- with the
"ethics of intimacy" governing the close relationship
that often develops between a doctor and a patient.
To determine where that
balance point might be, Levine and other practicing ethicists often
employ a tactic that resembles a medieval church practice called
casuistry. "We ask, 'how did we figure this out the last time
we were confronted with a similar problem? Do we have a paradigm
case, and does the situation conform closely enough to this case
that we can use it to guide our thinking?' That's how casuistry
works," he says. "But there are currently many issues
before us that are radically different from the paradigms. Sometimes
these days we're not on ground we consider particularly stable."
A case in point involves
Parkinson's disease. The affliction results from the loss of brain
cells responsible for secreting chemicals critical to a person's
movement. One promising treatment for the ailment depends on the
transplantation of the missing cells. But here lies the ethical
dilemma, for the best source of the necessary tissue is the brain
of an aborted fetus. And while most people would agree that attempting
to cure a deadly disease is a worthwhile endeavor, the same people
might not agree that a lofty end justifies the means by which the
tissue must be obtained.
In coming up with a
position on the question, Levine and Yale-New Haven Hospital's institutional
review board framed a strategy that sidestepped the entire issue
of the morality of abortion. Terminating a pregnancy was, then and
now, legal. Nonetheless, the reviewers focused on developing a protocol
that removed any incentive to have an abortion. Women were asked
to consider allowing the use of fetal tissue only after they'd already
made up their minds to end their pregnancies. They would not be
paid, they would not know precisely what the tissue might be used
for (there were other important studies going on besides the Parkinson's
work), and, until the research was actually carried out, they were
free at any time to change their minds. The result is that enough
women have consented to donate tissue to allow the research to proceed,
and there is now cause for cautious optimism about its future applicability.
Bringing
such real-world cases into the classroom makes education come alive,
says Margaret
Farley. "The issues we confront are not on the margins of our
students' experiences," she says. For an increasing number
of people, medical technology is making dying almost optional, Farley
continues, "and with reproduction no longer in the hands of
God, it's clear that we have a lot of homework to do. But there
are no algorithms in ethics. It isn't a matter of getting the right
software or finding the proper formulas." As she sees it, learning
and doing ethics is a matter of "thinking through the questions,
and, despite the current moral and religious pluralism, respecting
other people's thought processes. Clearly, we can't go on without
some degree of moral consensus, and I have some hope of finding
common ground."
If successful, that
search should have general, as well as specific, clinical results.
"Part of our aspiration is to create better citizens,"
says Ian Shapiro, professor of political science and director of
Yale's Program in Ethics, Politics, and Economics (EP&E), an
undergraduate major created in 1988 that has strong appeal to students
interested in public service careers. But Shapiro acknowledges that
teaching students to be ethical, rather than simply expert at finding
a way to defend whatever path they happen to take, is a "difficult
thing to do. We hope that by studying the subject they will acquire
a more sophisticated understanding of what goes into making an ethical
decision, but the risk is that by spending all this time examining
the defects of every system, you wind up encouraging skepticism."
To counter this possibility,
Shapiro and his colleagues have designed a course called "Moral
Lives," which will concentrate on such individuals as Thomas
More, Vaclav Havel, and Mahatma Gandhi, along with corporate whistleblowers,
Christians who hid Jews from the Nazis, and others who have made
hard -- and, many people would agree -- right, choices. Shapiro hopes
that this focus on positive role models may encourage the upcoming
generation to behave more ethically than its predecessors.
Although it is too early
to determine how EP&E graduates will fare as a result of their
training, at least one recent student, Graham Duncan '96, believes
that making ethics an integral part of his education "forces
a creative questioning of assumptions" that might keep pricking
his conscience throughout his career. A fellow EP&E major, Naveed
Rahman '96, concurs. "I hope that if we're asking these hard
questions now," he says, "we'll be asking them in 10 or
20 years."
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