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Finding
the First Farmers
A
chance discovery on a Syrian hill opened a window on the origins
of agriculture.
October
1994
by Bruce Fellman
More
than 20 years ago, archaeologist Andrew Moore,
now an associate dean at the Graduate
School and a lecturer in Near-Eastern Languages and Civilizations,
was hiking over the top of what looked like a large hill near the
banks of the Euphrates River in northern Syria. Preliminary investigations
had indicated that Tell Abu Hureyra, as the hill was known, sheltered
the remains of an ancient village, and Moore, then a 27-year-old
graduate student at Oxford, had been recruited by the Syrian government
to determine what secrets the site might hold.
Time was growing short.
A major dam was nearing completion in the area, and within two years,
no matter what Moore uncovered, Abu Hureyra would disappear under
the waters of what was to become Lake Assad. "This was to be
a salvage operation, nothing more," recalls the archaeologist.
"We were tearing our hair."
The dig was given such
urgency because of evidence just underfoot that the hill contained
important artifacts. "Often when you walk across sites like
this you kick up shards of pottery, but at Abu Hureyra, we were
walking across a carpet of flint, which indicated the presence of
flint tools," says Moore.
Flint found in the absence
of pottery, the crafting of which began in the region some 8,000
years ago, is a telltale sign of early Neolithic, or "new stone
age," settlements. The site's obvious antiquity was especially
intriguing to Moore, who was studying the origin and evolution of
farming. And the age of the site -- radiocarbon dating eventually established
that it had been occupied from 11,500 to 7,000 years ago -- meant that
people had lived there during the period when humans in the Tigris-Euphrates
area, the so-called "fertile crescent," learned to cultivate
plants and domesticate wild animals. Perhaps, thought Moore, Abu
Hureyra might have something important to say about the development
of agriculture.
Indeed, it did. The
Abu Hureyra material, half of which is now deposited in Aleppo,
Syria, with the remainder divided among nine museums in Europe and
North America, continues to keep investigators busy, and their research
to date has provided unprecedented insights into how humanity made
the shift from hunting and gathering to farming. In addition, the
ongoing research has enabled scientists to paint an unusually detailed
picture of the Neolithic lifestyle, from burial practices and nutrition
to family relationships and on-the-job injuries. The work also points
to a solution for a puzzle that has long perplexed archaeologists:
Why was farming invented in so many places throughout the Middle
East -- in fact, throughout the world -- at about the same time?
Spurred by the impending
flood, Moore, his colleagues from English, American, and Australian
universities, and scores of Syrian workers in 1972 and 1973 meticulously
analyzed the contents of seven trenches, the largest of which was
30 feet long, 40 feet wide, and 25 feet deep, that the researchers
had dug into the tell, which was roughly one quarter mile long and
300 yards wide. Their efforts exposed the remains of a village,
which consisted of a series of mud-brick houses built on the foundations
of those that had been occupied by earlier inhabitants. Sorting
the debris with sieves, the archaeologists discovered bones belonging
to the villagers and the animals the Abu Hureyrans used for meat.
There were ancient tools, such as arrow and axe heads, milling stones,
and bone needles, along with the beads and granite carvings that
adorned living and dead members of the settlement. Using a special
device called a flotation machine, which can separate plant parts
from dirt, the researchers were even able to determine, largely
by looking at ancient seeds, the kinds of plants that were important
to the villagers.
The material
the team began to unearth quickly demonstrated that Abu Hureyra
was an important site,
but it was a chance discovery made at the end of the first digging
season that was to establish the village's reputation in archaeology.
Moore was running one of the flotation machines as a skeleton crew
continued to dig. Suddenly, the soil changed from sticky, brown
clay -- the remains of mud-brick homes -- to a black, organically rich
material filled with plant parts. Intrigued, the researcher started
to look through the flint debris that had collected in the bottom
of the machine. "The flint chips changed in character,"
says Moore. "They got smaller -- they were what we call microliths,
which are characteristic of the older, Mesolithic period, the final
stage of the time when people were hunters and gatherers."
Clearly, a farming village
had been built on top of a much earlier settlement, but what was
the relationship between the two? Figuring this out might hold the
key to understanding another old puzzle: how our ancestors made
the transition from a free-ranging to a more sedentary -- and civilized -- lifestyle.
Accompanied by a bigger
team, Moore returned to the site for a back-breaking second year.
"It was a killer," he explains. "We started in the
blazing heat, and we finished in weather so cold that our shaving
water froze. We were also digging when Israel and Syria went to
war. In the end, we excavated only a tiny portion of the site, but
we got the essentials we needed."
Putting the story together
has required an understanding of both the weather and human ingenuity.
Geologists have determined that between 12,000 and 14,000 years
ago, the last of the ice ages ended, and cold and dry conditions
in the Middle East gave way to a warmer and moister climate. Researchers
believe that the improved weather triggered a population increase.
Moore's discovery of an early permanent settlement at Abu Hureyra
shows that in at least one area, people also responded to better
conditions by adopting a more settled lifestyle. Even though they
remained in one place, however, they had not yet learned to farm.
The seeds and bones found at the site, none of them belonging to
domesticated plants and animals, show that the Abu Hureyrans depended
for sustenance both on gathering the wide variety of plants that
grew in the area and on hunting the local wildlife, particularly
the Persian gazelle.
But around 11,000 years
ago, the geological record shows, the cold returned with a vengeance.
"This had a severe impact on people in the Middle East,"
says Moore.
Finding
enough food to feed a growing population must have become difficult
since the change in climate caused dependable plants like the wild
grains and the pistachio to diminish in abundance. Faced with hard
times, the 150 or so people who lived in Abu Hureyra abandoned the
little village. For the next several centuries, the place was a
ghost town. From time to time, hunters may have camped at the site
to take advantage of its proximity to the gazelle migration route,
but there were too few plants available to support a permanent settlement.
About 9,500 years ago, however, rain and relative warmth returned
to Abu Hureyra. And with them returned year-round residents.
It is impossible to
determine whether or not the returning villagers were relatives
of the former inhabitants, but whatever brought the newcomers to
the site -- family ties, tales of abundant game, or the availability
of fertile soil and ample water -- they arrived armed with a revolutionary
skill: the ability to grow food plants and raise animals.
Precisely who deserves
the credit for these innovations will never be known. Most scientists
believe that farming was "invented" almost simultaneously
in several places in the fertile crescent region, but contrary to
long-prevalent theories that agriculture arose and spread gradually,
the evidence from Abu Hureyra paints a picture of an exceptionally
rapid event. "The domestication of plants could have easily
occurred in a single lifetime," says Moore, pointing out that
the considerable variety of seeds -- scientists have identified more
than 150 floral species -- that have turned up in the earlier parts
of the site means that people in the area had a superb knowledge
of plant lore. They may have already practiced plant cultivation
to some degree, and because there are only relatively minor genetic
differences between the wild wheat and barley varieties the gatherers
exploited and their domestic counterparts, "taming" those
plants probably posed little difficulty to the first farmers.
But if the horticultural
discoveries that enabled grains and vegetables to be grown rather
than gathered took place in just a few spots, the explosive spread
of the farming way of life came about because of an equally important
innovation. "There was a communications revolution, with contact
between villages and settlements, and trade in ideas and artifacts,"
says Moore, noting that one indication of the existence of an early
information superhighway is the sudden appearance throughout the
region during the Mesolithic period both of a volcanic glass called
obsidian, which is found naturally only in central Turkey, and of
marine shells. "Farming offered a universal solution to a common
set of problems in the region, and it had become easy for such knowledge
to spread."
And spread
it did. Seeds,
and the techniques to grow them, arrived from a wide variety of
places. Emmer wheat originated in Palestine; einkorn wheat came
from northern Syria. Chickpeas were first cultivated in southeastern
Turkey, and barley domestication began in many places throughout
the region. Within several hundred years, the world's first agricultural
revolution was complete.
Moore's seed analysis
shows that at Abu Hureyra, as elsewhere, the villagers quickly turned
to planting crops and away from foraging for wild plants. While
150 or so species had been used in pre-farming days, the area's
farmers depended on a mere eight species, among them emmer, einkorn,
oats, barley, chickpeas, and lentils.
Along with domesticating
a tiny fraction of the native flora, the inhabitants of the area
also tamed some of the animals, first sheep and goats and later,
cattle and pigs. But intriguingly, unlike their rapid shift away
from plant gathering, the Abu Hureyrans did not abandon their hunting
lifestyle for more than a thousand years. The reason, says Moore,
is simple. "The village was clearly sited to intercept the
gazelle migration, and as long as the human population stayed relatively
low, there were more than enough of the animals to go around,"
the archaeologist explains. "The people there were not living
hand to mouth."
In fact, they lived
quite well. An analysis of the human skeletons found at the site,
most of which were buried under the floors of the mud-brick houses
in which the villagers lived, showed that the average lifespan approached
60, "not much different," says Moore, "from that
of 19th century rural populations in Europe."
This is surprising,
because conditions in Abu Hureyra, particularly as its population
swelled past several thousand, seemed tailor-made for epidemics
of disease. Studies showed that their dwellings were exceedingly
close together, and chemical analyses of the soil around each house
indicate that trash and human waste were simply thrown out the nearest
window or door. "Forget any sanitized view you might have of
prehistory, this was awful," notes Moore. "And yet, paradoxically,
in this dunghill, the people were healthy."
Perhaps it was because
in sharp contrast to the public squalor of Abu Hureyra, the villagers
kept the insides of their homes scrupulously clean. Or maybe the
inhabitants owed their relative freedom from disease to a vigorous
lifestyle. "We know that everyone worked extremely hard,"
says Moore. "They had well-developed leg and arm muscles. It
shows in the skeletons." Muscles, of course, are attached to
bones, and when the muscles grow larger as a result of physical
activity, the bones show corresponding and characteristic changes,
like increases in thickness and the appearance of buttresses for
added support.
But if
toil kept infections at bay, it also took its toll on the villagers'
bodies. The diggers
unearthed more than 150 skeletons, and when Theya Molleson, a member
of Moore's research team and a paleontologist at the Natural History
Museum in London, examined them, she discovered how a demanding
lifestyle had been imprinted on the bones. For instance, the Abu
Hureyrans ground grain on a stone mill called a saddle quern; this
repetitive and energetic activity eventually caused malformations
and arthritis of the spine, the legs, and the big toe, the latter
a result of too much time spent working in a kneeling position.
These particular injuries, incidentally, were found in both men
and women, indicating that tasks were not yet divided up along strict
gender lines.
There is, however, evidence
of a different kind of specialization, which was something new in
human history. Some of the teeth are grooved, and these marks are
similar to those found in other parts of the world among native
weavers who would thread canes through their teeth while making
baskets. Researchers suspect that, at Abu Hureyra, some of the villagers
were using this "technology" to make woven sieves that
could separate small stones from grain kernels.
"With farming,
we see a redistribution of activities and an entirely new way of
life begin to take shape," says Moore. "In a hunting and
gathering society, you're always pursuing food, but farming is marked
by periods of intense labor coupled with times of relative leisure."
Divorced from the need
to constantly find enough to eat, the Abu Hureyrans evidently began
to develop a more modern lifestyle, complete with the acquisition
of material possessions and the time to enjoy them.
But the village's good
fortune didn't last. First, the gazelles began to dwindle. "We
see an extraordinary change that took place within the span of a
human lifetime," notes the archaeologist. From about the time
the village was reoccupied to a point about 8,300 years ago, the
researchers found that 80 percent of the animal bones they unearthed
were those of gazelles, while 20 percent belonged to domestic species.
Suddenly, the percentages reversed. Moore believes that the villagers
were victims of their own success. "The human population increased,
and the hunting pressure probably became too much for the gazelles,"
he says.
At night,
the elders, no doubt, regaled youngsters with tales
of the vast herds that once covered the steppes surrounding the
town -- and fed the villagers. The children, no doubt, looked out at
sheep and goats and found the old-timers' stories hard to believe.
The availability of
domesticated animals made up for any losses in protein caused by
the collapse of the gazelle population. But the weather was also
changing, and the entire region was becoming drier and warmer. In
addition, Moore's studies show, the soil was deteriorating in quality,
a result of overuse and overgrazing. Life went from easy to tough.
Seven thousand years
ago, the villagers departed en masse. The desert buried Abu Hureyra,
and there its story slept, until Andrew Moore and his colleagues
teased a fascinating tale from old houses, parched seeds, and articulate
bones.
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